Expert Details
IPO Legal Issues, Securities Regulation, Legal and Business Affairs
ID: 725693
Ohio, USA
He has had extensive experience in various types of securities and the regulation thereof.
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Education
| Year | Degree | Subject | Institution |
|---|---|---|---|
| Year: 1961 | Degree: BS | Subject: Accounting | Institution: Thomas More College |
| Year: 1965 | Degree: LLM | Subject: Law | Institution: University of Kentucky |
Work History
| Years | Employer | Title | Department |
|---|---|---|---|
| Years: 1968 to Present | Employer: Undisclosed | Title: Member (fmr. Managing Partner) | Department: Corporate |
Responsibilities:He is engaged in the general practice of law specializing in corporate and securities work. He was the Managing Partner of the firm for 15 years. |
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| Years | Employer | Title | Department |
| Years: 1965 to 1968 | Employer: Securities & Exchange Commission | Title: Attorney/Examiner | Department: Corporation Finance |
Responsibilities:Review registration and proxy statements. Answer legal interpretive questions. |
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